By Patricia Molina, Fobomade
The Issue and Context
The countries of the Andean Community: Colombia, Venezuela, Peru,
Ecuador and Bolivia were the first in the world to establish a
rule for access to genetic resources, in conformity with the Convention
on Biological Diversity. This is known as the Common Access Régime
for Genetic Resources, Andean Pact Decision 391. The Decisions
of the Cartagena Agreement are sub-regional juridical rules, which
are approved and integrated for national laws to execute. We understand
the Common Regime as a general norm that establishes applicable
minimum rules in all the member states; these in turn can decide
to regulate individually or to apply the law in an immediate (direct)
way.
The fundamental objective of establishing an Access Regime was
to regulate access to genetic resources, and to counteract the
effect of using the native species of the region and traditional
knowledge as commodities, and establishing intellectual property
rights over them.
Decision 391 regulates access to genetic resources, the equitable
distribution of benefits derived from their use, and recognizes
the contributions of indigenous people, not only enunciatively,
but through establishing contracts.
Decision 391 is related to Decision 345 – the Andean Agreement
for the Common Regime of Protection of New Varieties of Plant
- was promoted three years before in Bogota October 1993. It It
is also related to Decision 486 (the Common Regime of Industrial
Property), which substituted Decision 344. It establishes that
plants, animals and biological procedures cannot be patented.
Key issues of Concern, Points of Conflicts, Uncertainties
and Achievements
Decision 391 establishes the minimum basis for the equitable
distribution of benefits derived from access agreements, but shows
serious limitations with regard to the protection of the collective
rights of indigenous people.
It guarantees the direct participation of communities and local
populations, and the distribution of benefits associated with
genetic resources, but a legal vacuum exists since at the international
level intellectual property right systems protect individual and
private rights only.
According to indigenous organizations the Common Regime does
not value the knowledge associated with their resources. "The
Andean Decision possesses two components that can be separated;
a tangible component (plants, animals, microorganisms) and an
intangible component (traditional knowledge). It considers that
the State exercises sovereignty and control of the tangible component
and local communities of traditional knowledge. This premise is
opposed and it misses the integral and indissoluble concept that
local communities conceive on their resources and traditional
knowledge (Oehlerich, A. 1999. Ni robo ni limosna. Los pueblos
indígenas y la propiedad intelectual. IBIS-CEJIS-CABI-CIDOB.
Santa Cruz).
A critical topic has been that of the contracts. Decision 391
in article 32, expresses that an access contract to genetic resources
has to be signed between the applicant and the State. For indigenous
organizations, this contract should also include those organizations
in whose territories resources are often located, and who are
the guardians of associated knowledge. Yet they are only part
of an annex to the contract.
Of the five countries of the region, Ecuador and Peru have not
approved contracts, because they do not have regulations to implement
the Decision. Venezuela has not promulgated this regulation either,
but due to the Decision and to their recently approved Biodiversity
Conservation Law, it has approved 15 access contracts, four of
them foreigners. Colombia also has several approved contracts
and Bolivia, which approved the Regulation in 1996, has approved
one of three applications.
Although there are only a few access contracts, this does not
mean that private contracts don't exist (including confidential
ones), with research objectives and botanical classification.
However, the real objectives of these contracts may be different
from those enunciated. The same contracts don't seem to be effective
in terms of the objectives of the Common Régime, which
guarantees equal benefits.
One case in Bolivia, for the collection of wild peanuts, has
showed clearly the limited value of the contract in regulating
access. This contract did not establish clear requirements for
the collector, beyond the approval of the activities of the project.
This is due in large part to the fact that the minimum conditions
of the Common Regime do not include important obligations that
should be incorporated into national laws but are not. This includes
a description of the material to be collected, plans, species,
quantities, evaluation, use and maintenance of the collected material,
information about the benefits that the host country will obtain,
the lodging of duplicate samples with communities, information
to native towns and local communities as to the percentage of
bonuses they will receive, the endorsement of the collector country
for the case of no fulfillment of the contract. National laws
should also require the delivery of investigation reports, information
about risks of genetic erosion and how to amend them.
In the case of the application to collect wild peanuts in Bolivia,
the expedition was applying to save varieties of wild peanut in
risk because of the construction of the San Miguel-Cuiabá
Pipeline, and was taking the samples to the USDA, in the USA.
It means, that according to the project, the collectors were saving
the germplasm. (There are ways to pretend that a contract of access
is not destinated to get profits, but to “help” saving
the germplasm, a kind of hipocrisy. If the USDA intention was
to save the peanut germplasm, they should had proposed a plan
to change the conditions that were risking the material, but instead
of that the US goverment aproved a credit for the construction
of the pipeline (to Enron+Shell)
Progress since Rio
Access contracts imply the introduction of genetic resources
to the market. Some governments of the Andean Community see genetic
resources as a financing source: "...the biggest obstacle
for the sustainable use of biodiversity and development of its
potential is the difficulty in accessing financing” (National
Strategy of Biodiversity, Bolivia, 2001). Because of this “it
is indispensable to attract investors that possess capital, technology
and necessary managerial capacity to sustainably use the important
economic potential of biodiversity and in this way to attack the
biggest threat for the conservation of these resources" (National
Strategy of Biodiversity, Bolivia, 2001). The politics thus imply
that the conservation of genetic resources requires its commercialization
through access contracts and that the resultant monetary benefits
are important for biodiversity administration.
On the other hand, it is clear that the access contracts in the
countries where they are being applied and just as they are outlined,
do not guarantee equal access of the benefits coming from the
use of genetic resources overalls taking into consideration the
weaknesses of the involved governments', the lack of information
among governments and at national level, the confidentiality which
that information is managed in some cases, the lack of definition
of the investigation centers that gather the biodiversity ex situ
and also the existence of agreements among private or in theory
with ends of exclusive investigation. (There are access contracts
for investigation (or the example of Bolivia). In these cases
they will not describe the benefits of access and will not foresee
any payment or share to indigenous or local people
Policy implications and recommendations
• There is a growing conscience of the importance of genetic
resources for communities and States, but it is necessary to generate
a deep social debate in the countries. There are too many questions
to answer before communities and countries allow more contract
access, it is important to study case by case and to evaluate
if they have reach the objectives of equity. A moratorium is necessary
until people makes that evaluation and countries improve their
negotiation capacity. In Bolivia, because of the peasants organization
pressure, the bolivian government has promulgated the Decree No
25929, which establishes the revision of regulations of Decision
391 with the participation of all involved sectors. Decision 391
does not necessarily need regulations, but no other contract has
been approved.
• There is a need for an exchange of experiences with bioprospecting/
biopiracy among of the Third World, the development of effective
norms, as well as proposals for a regulatory frame from a southern
focus.
• Development of a regulation with sovereignty. Multilateral
and bilateral impose liberalization of regulation.
• Civil participation in these issues needs to be strengthened,
particularly of those involved. This should include:
- Information sharing
- Public pressure in the arenas of policy-making, deliberation
and decision-making.
- Access to information and divulgation
- Publication and debate on the access contracts.